Video
Episode 43 of “Profession in Focus” Features the SEC’s Margaret McGuire
Thursday, March 16, 2017
Episode 43 of “Profession in Focus” features the Securities and Exchange Commission’s Margaret McGuire, Senior Counsel to the Director of Enforcement and Chief of the SEC’s Financial Reporting and Audit (FRAud) Group. McGuire discusses the objectives of the FRAud group, its extensive use of technology, and how cooperation, self-remediation, and self-reporting are key tenets of the SEC’s enforcement program.