August 21, 2018
 

CAQ Alert #2018-04 - Broker's and Dealer's Use of a Service Organization

                         


Alert

CAQ Alert #2018-04 – Broker’s and Dealer’s Use of a Service Organization

Wednesday, August 22, 2018

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CAQ Alert #2018-04 – Broker’s and Dealer’s Use of a Service Organization focuses on the use of service organizations, as this is an area that can require significant auditor judgment when planning and performing broker and dealer audit and attestation engagements.