Investors

Given the public company auditing profession’s important role in the capital markets, the views and concerns of both institutional and retail investors are of strong interest to the CAQ.

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SOX and the Future

What Is Your Role? When Accounting Policy Meets ICFR

CAQ Alert #2017-03 - SAB Topic 11.M - A Focus on Disclosures for New Accounting Standards

Form AP - Auditor Reporting of Certain Audit Participants: A Tool for Audit Committees

The CPA's Role in Addressing Cybersecurity Risk

A New Era for Auditing After Sarbanes-Oxley

Auditors and the Financial Crisis of 2007-2009

The Independent Audit Is Highly Valued

SEC: Possible Changes to Industry Guide 3 - Statistical Disclosure by Bank Holding Companies

CAQ Pulse Poll: Certified Financial Advisor Perspectives on the Sarbanes-Oxley Act

CAQ Pulse Poll: CFO Perspectives on the Sarbanes-Oxley Act

CAQ, CII, and CFA Institute Submit Joint Letter on the Financial CHOICE Act

Given the public company auditing profession’s important role in the capital markets, the views and concerns of both institutional and retail investors are of strong interest to the CAQ. Find resources here related to:

  • Investor confidence surveys
  • Research on disclosure trends
  • The System of Investor Protection educational series
  • Videos and webcasts

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