Investors

Given the public company auditing profession’s important role in the capital markets, the views and concerns of both institutional and retail investors are of strong interest to the CAQ.

Latest Resources

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RAB Request for Proposals - Areas of Interest in 2018

Public Policy and Technical Alert, October 2017

Archive: Audit Committee Transparency Barometer

2017 Main Street Investor Survey

Archive: The CAQ's Main Street Investor Survey

CAQ Alert #2017-06 - The Auditor's Report - New Requirements for 2017

Video Vignettes for the LDC Cloud Systems Case Study

SOX and Financial Reporting

SOX and Audit Committees

SOX and Audit Quality

SOX and Classroom Teaching

SOX and Investor Confidence

Given the public company auditing profession’s important role in the capital markets, the views and concerns of both institutional and retail investors are of strong interest to the CAQ. Find resources here related to:

  • Investor confidence surveys
  • Research on disclosure trends
  • The System of Investor Protection educational series
  • Videos and webcasts

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